PracticeLeague - Legal Technology Solutions

Comply with the new amendments to SEBI's Prohibition of Insider Trading Regulation 2015, using PracticeLeague Insider Trading Compliance Management Solution

Insider Trading - Most Comprehensive Features

Connected Party Member database

Create and manage central database of all connected persons including employees, promoters, directors, key personnel and other connected persons. Compliance officer can send reminders, communicate with all connected persons through the system.

Initial Disclosures

Collect the holding statement in electronic format all from employees along with holding information of their relatives.

Continual Disclosures

Collect the trading information in electronic format all connected persons in the format prescribed by SEBI. Collect the information from employees, Key Management personnel, promoter and directors. Automatic reminders are sent for based on the pre-configured period.

Assignment disclosure

Enables Key Management Personnel to disclose the securities to grey list based on the engaging party, target company or other assignments through which firm is likely to receive the Unpublished Price Sensitive Information.

Grey List/restricted Security database

Based on the information submitted by the employees, compliance officer can set-up, manage Grey list/restricted security database for which trading is prohibited. Audit trail of all the activities will be maintained.

Workflow Manager

Built-in work flows for the process including pre-trading request/approval/rejections, and post trading disclosures.

Pre-clearance request/Approval

Provides a work-flow for employees to submit pre-trading requests, compliance officer can view all the pre-trading approval requests in a central system, compare with restricted securities (grey list) and approve/reject the request. Complete audit trails of all the approval/rejections maintained along with history.

Post-trading update

Enables employees to submit post-trading updates through central system. Automatic reminders are sent to the employees to update after a pre-trading request is approved.

MIS reports

Enables compliance offices to generate comprehensive MIS reports based on the disclosure made by the employees/connected parties.

Automatic Reminders and Alerts

Automatic reminders are generated from the system for initial and continual disclosures, post-trading updations. Intimations emails are sent to the connected persons on all the events conducted by them.

Trading Plan

Trading Window

Email Archival

Trade Request Validation

Integrations

Work from Anywhere

PracticeLeague offers an intuitive, across all device edition to work and manage your collaborations easily from anywhere, anytime.

ROBUST, SECURE AND SCALABLE PLATFORM

The PracticeLeague agile platform increases the efficiency of the team and standardizes the entire legal process in an organization. The solution also increases the visibility of the end-end spectrum of the various functions to mitigate risks and adhere to compliance in turn helping the organization to be cost effective. The PracticeLeague scalable platform acts as a centralized repository of data and creates a single engagement platform for the entire team.

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