Comply with Insider Trading Compliance

Comply with SEBI Prohibition of Insider Trading regulation 2015 using Practice League Insider Compliance Management Solution.


Features

Connected Party Member database

Create and manage central database of all connected persons including employees, promoters, directors, key personnel and other connected persons. Compliance officer can send reminders, communicate with all connected persons through the system.

Uberall Practice League

Initial Disclosures

Collect the holding statement in electronic format all from employees along with holding information of their relatives.

Continual Disclosures

Collect the trading information in electronic format all connected persons in the format prescribed by SEBI. Collect the information from employees, Key Management personnel, promoter and directors. Automatic reminders are sent for based on the pre-configured period.

Uberall Practice League
Uberall Practice League

Assignment disclosure

Enables Key Management Personnel to disclose the securities to grey list based on the engaging party, target company or other assignments through which firm is likely to receive the Unpublished Price Sensitive Information.

Grey List/restricted Security database

Based on the information submitted by the employees, compliance officer can set-up, manage Grey list/restricted security database for which trading is prohibited. Audit trail of all the activities will be maintained

Uberall Practice League

Workflow Manager

Built-in work flows for the process including pre-trading request/approval/rejections, and post trading disclosures.

Pre-clearance request/Approval

Provides a work-flow for employees to submit pre-trading requests, compliance officer can view all the pre-trading approval requests in a central system, compare with restricted securities (grey list) and approve/reject the request. Complete audit trails of all the approval/rejections maintained along with history.

Uberall Practice League

Post-trading update

Enables employees to submit post-trading updates through central system. Automatic reminders are sent to the employees to update after a pre-trading request is approved.

MIS reports

Enables compliance offices to generate comprehensive MIS reports based on the disclosure made by the employees/connected parties.

Uberall Practice League
Uberall Practice League

Automatic Reminders and Alerts

Automatic reminders are generated from the system for initial and continual disclosures, post-trading updations. Intimations emails are sent to the connected persons on all the events conducted by them.

 

Robust, Secure and Scalable Platform

Security is the top most concerns for the law firms as they deal with lot of confidential information on day-to-day basis. Practice League is a cloud hosted on a secure, state of the art, scalable data centers which offer bank grade security including Data center physical security, Network Security, Host Security, Software Security, Application Security, Customer Data Security, redundancy and Personnel Security.

  • 256-bit Secure Sockets Layer (SSL) encryption
  • State-of-the-art datacenter with full redundant failovers, including servers, power, network and HVAC systems
  • All systems are monitored 24x7x365 to ensure optimum performance and maximum security
  • Automatic back-up of everything including Operating system, documents, client data, user data, PracticeLeague software and complete database every day

Work from Anywhere

Most of our lawyers use mobile devices more than a desktop and they are always on the move. PracticeLeague offers intuitive Android, iPhone and tablet editions so that you do not miss any billable time entry on the go. Whether you are at court or at Airport lounge, you can easily capture time and expenses, manage client matters, access your calendar and track deadlines.

Integrations

Ready Integration with industry leading tools

Outlook *SSO Google docs Dropbox

Salesforce *Enterprise System
* Ready Web Services Interface is available to integrate with enterprise Document Management/ERP/HR/Accounting systems, if required
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